Heaton Hypnosis and Psychotherapy Practice: Attestation and Psychotherapy: Ricoeur and Kaufman...

Heaton Hypnosis and Psychotherapy Practice: Attestation and Psychotherapy: Ricoeur and Kaufman...: Attestation and Psychotherapy: Ricoeur and Kaufmann on Attestation with reference to the work of Judith Herman and Viktor Frankl. E...

Attestation and Psychotherapy: Ricoeur and Kaufmann on Attestation with reference to the work of Judith Herman and Viktor Frankl.

Attestation and Psychotherapy: Ricoeur and Kaufmann on Attestation with reference to the work of Judith Herman and Viktor Frankl.


Edward. S. Gardner
Heaton Hypnosis and Psychotherapy Practice, Newcastle upon Tyne, United Kingdom.


Keywords: Attestation, Testimony, Psychotherapy, Trauma, Post Traumatic Stress, Paul Ricoeur, Sebastian Kaufmann, Judith. L. Herman, Viktor. E. Frankl. Logotherapy, Phenomenology, Hermeneutics.

'By relating a life of which I am not the author as to existence, I make myself its co-author as to it meaning.' Ricoeur. 1992:162)


In this brief paper I would like to draw attention to the concept of attestation or testimony as developed in modern European philosophy and its significance for the theory and practice of psychotherapy.

Paul Ricoeur (1913-2005) was an existential – phenomenological philosopher with a vast range of philosophical interests. In his later work he elaborated a phenomenological and narrative account of self identity and meaning. In his Gifford Lectures published in 1992 as Oneself as Another Ricoeur elaborates the notion of attestation or testimony as an aspect of self identity. In these brief reflections I wish to relate the philosophical notion of attestation to the practice of psychotherapy. Apart from the work of Ricoeur I have found instructive the work of Sebastian Kaufmann (2010) The Attestation of the Self as a Bridge between Hermeneutics and Ontology in the Philosophy of Paul Ricoeur.

To attest means to bear witness or to testify. In this sense the word attestation is commonly used as a juridical term in jurisprudence and in matters of trial and judgement. However, Ricoeur broadens the use of the term and applies it in a phenomenological manner to describe an essential aspect which denotes the human experience of selfhood, of being and having a self in the world.
Since Descartes there have been two extremes which have been used to describe self identity. On the one hand the Cartesian tradition attempted to ground the self as an absolute certainty founded on the thinking Cogito as the basis of being and knowledge. On the other hand and at the other extreme is the Nietzschean scepticism which denies any ground or stability to personal identity and selfhood. Ricoeur through the application of phenomenological description situates the self between these two philosophical extremes.

For Ricoeur selfhood is intimately related to the capacity and activity of attestation in which the self bears witness and testimony to itself in the world. It is through attestation that the self is constituted and disclosed in living. The self – ipseity is a phenomenal reality where by the attesting self is the power to say, to do, to have a self identity and to be a subject who is responsible for action in the world. Attestation also reveals itself in the experience of credence, trust and 'the assurance of being oneself (as) acting and suffering.' (Ricoeur:1992:22) The experience of the self given in attestation is the self assurance and confidence in the self's way of existing in the world.

Attestation, on bearing self witness and testimony is properly understood in terms of an hermeneutic of testimony. Testimony or witness presumes that the attesting subject has a privileged access to the experience of the world. As Kaufmann states, 'the self becomes a self only through the attestation of its own self.' (2010:6) For Ricoeur the demonstration of the existing self is not simply a matter of empirical verification. This empirical verification would be an example of what Ricoeur calls idem – identity as in the continuity of the same self through time. Ipseity or selfhood is manifest in testimony and attestation. On giving witness of oneself to another the self interprets its place in the world by the meaningful participation in action and events. In attestation we are not simply dealing with an epistemological operation since the attesting self involves a practical engagement with the world, the self becomes a matter akin to practical reason.

As Kaufmann highlights Ricoeur links attestation to the sense of assurance, of being affirmed and assured as an acting and suffering person in the world. Here acting denotes the voluntary and engaged decisional capacities of the self whereas the suffering self denotes the involuntary or passive aspects of existence, of the world, the body as operating upon the self as an objective power. Kaufmann points out that in the Ricoeurian analysis the assurance of the self allows a relation to otherness whether it be the identity of others as persons, as the body as ones own or even the experience of conscience as other than oneself. Here testimony has moved well beyond the account that is developed as a concept in jurisprudence. The attesting self is to be found in the words, works, actions, speech and engagement in which the self can elaborate itself in the world and in relation to others.

It is important to note as Kaufmann points out that in the testimony or attestation of the self this does not mean that the attesting self can not also be subject to uncertainty, question, error, suspicion or inaccuracy. Yet we are not dealing with doubt in the Cartesian sense, the radical doubt of Descartes which secures the absolute claim of the Cogito. Rather, Ricoeur speaks of doubt and uncertainty in relation to a lack of the sense of assurance in self attestation which can be disclosive of a crisis in identity. Attestation is not simply the witnessing of facts, events and instances but has a broader connotation of the encounter with the meaning of human experience in a global sense.

Kaufmann further elaborates on the hermeneutical situation in which attestation occurs. In giving an account of a philosophical anthropology it is clear attestation or witness occurs within a phenomenology of human capability or capacity. A phenomenology of capability entails a descriptive account of the person who as a self is capable of speaking, doing, acting, telling a story and being imputed as the originator of action by others but to name a few aspects of human capability. The human person is capable of witness and testimony. In attestation the self exhibits credence, trust, assurance and affirmation which is the self which exists in self esteem and regard, a self existing in relation to others in their own attestation, a solicitude between oneself and another.
Two Phenomenological Forms of Attestation in Psychotherapy: Judith. L. Herman and Viktor. E. Frankl

Judith. L. Herman on Testimony in Recovery from Trauma.

In an historical perspective work on the therapeutic uses of testimony derives from the experience of political repression, torture and trauma in particular the political violence which occurred in the totalitarian regimes of Latin America during the 1970's. Cienfuegos and Monelli (1983) were among the first to describe the use of testimony in therapy in the light of the violent repression which was widespread under the the dictatorship of General Pinochet in Chile.

The American psychiatrist Judith L Herman has in her research promoted the use of testimony and attestation as a method which can be used with those recovering from traumatic experience. Herman outlines three stages in working therapeutically with those who have being subject to trauma and the subsequent psychological sequalae. I will briefly outline the first two stages and offer a more detailed account of the third stage in trauma recovery.

The first stage of recovery involves establishing a safe space for the survivor which is of an absolute priority in order to establish the effectiveness of any other therapeutic work which is to follow. This stage may take days to weeks even years due to the nature, chronicity, duration and early onset of abuse. Issues such as a persons environment, lifestyle and current personal safety may well be of issue at the primary stage. Here an adequate assessment of a persons social situation including financial security, physical security and integrity need to be addressed. For example persons subject to political repression may have lost their homes, countries and families thus such situations need to be addressed in order for recovery to be promoted. If basic human needs such as housing, a secure income, clothing and food are an issue then these needs to be worked with in the first instance.

Having established a basic form of psycho-social stability, security and a therapeutic alliance therapeutic work can move on to the second stage of recovery. The client then can move on to the telling of the traumatic narrative in detail if the client so wishes. The traumatic narrative can be reconstructed in the context of the survivors life story. Here the empowerment of the client becomes a focus of the therapeutic work and 'the therapist plays a role of a witness and ally, in whose presence the survivor can speak of the unspeakable.'

Moreover, the therapist does not occupy a neutral or non-judgemental position in relation to the client but is rather a witness and ally to the clients suffering and trauma. From this account of self witness or attestation the client can move beyond the fragmentation of traumatic memories. In the process of truth telling and witness the client can occupy a safe space which aids recovery. Clearly, this process is much more detailed and complex in terms of the clients experience and in the therapeutic work of the therapist.

For our purposes the third stage in the recovery and transformation of trauma becomes more relevant in the discussion of bearing witness and being an agent, the person who acts in self witness and attestation. The resolutions which occur in the recovery from trauma involve according to Herman a capability of the survivor to regain an 'appropriate sense of trust', trust in others, to be able to withhold trust where not warranted, to experience autonomy in relation to self and others, an understanding of personal boundaries, a renewed capability for appropriate intimacy with friends and a lover and so on. Basically, there occurs a new relationship and self identity which recovers a fundamental trust and assurance that life is purposeful and meaningful. For instance, Herman describes a more creative capability to engage with a partner, children, friends or the wider social community.

Herman is clear to state that persons who have reached a stage whereby they have achieved some form of resolution to their traumatic experience are motivated to pursue their lives having achieved a peaceful and safe way of living in the world. However, it is relevant to our discussion of witness, testimony and attestation that Herman points to those survivors who as part of their recovery from trauma move to the arena of social activism and public witness outside of the therapeutic dialogue between therapist and client. Herman does stress that those who move into this area of social attestation are a 'significant minority,' who choose to engage in a wider societal context. As Herman says 'these survivors recognize a political or religious dimension in their misfortune, and discover that they can transform the meaning of their personal tragedy by making it the basis of social action.'

Moreover, Herman movingly points out that eventhough 'there is no way to compensate for an atrocity, there is a way to transcend it, by giving it as a gift to others. The trauma is redeemed only when it becomes the source of a survivor mission.'

Here the notion of a phenomenology of human capabilities becomes significant in that an engagement with social action as a form of attestation involves the survivor as an empowered actor which entails initiative, energy and resourcefulness which enhances the person in their own capabilities. As Herman states 'participation in organized, demanding social efforts calls upon the survivor's most mature and adaptive coping strategies of patience, anticipation, altruism and humour. It brings out the best in her; in return the survivor gains a sense of connection with the best in other people. In this sense of reciprocal connection, the survivor can transcend the boundaries of her particular time and place.' This description parallels the phenomenological description of attestation by Ricoeur and Kaufmann in the sense that credence and assurance of the attesting self relates to the solicitude of other human persons in the context of the wider human social community.

The solicitude found in social attestation and witness can have a diversity of forms whether it be in reaching out to individuals, intellectual pursuits, and legal or political work related to preventing future injustices. 'Survivors understand that the natural human response to horrible events is to put them out of mind. They also understand that those who forget the past are often condemned to repeat it. It is for this reason that public truth-telling is the common denominator of all social action.'

The process of social attestation is not a simple one, public action and engagement by survivors involves a struggle to promote social justice, the rule of law against the rule of force. In bearing witness Herman states that the survivor 'must be secure in the knowledge that simply in her willingness to tell the truth in public, she has taken the action that perpetrators fear the most. Her recovery is not based on the illusion that evil has been overcome, but rather on the knowledge that it has not prevailed, and on the hope that restorative love may still be found in the world.'

So here Herman acknowledges that recovery from trauma can exist on both a personal plane in the sense of the recovery of the individual person who can move on from trauma to re-engage with the day to day living of ordinary life. On the other plane, for some survivors recovery moves beyond personal attestation and witness which occurs in the therapeutic relationship to a public and social form of attestation in the public arena. The social arena where testimony and attestation is utilised by the survivor for the benefit of other victims and for the wider civic community. In both cases of private therapeutic attestation and then for some a more public form of attestation there is the common experience of transcendence, of moving beyond being a victim of trauma towards rediscovering what it is to be a flourishing human being, perhaps albeit with healing scars. Recovery for the survivor can mean that no matter what the degrading power of evil had in the past that the survivor is a witness, one who gives attestation in both protest and in attest to the human hope and trust that life is worth living or as Herman describes it 'that restorative love may still be found in the world.'

The Logotherapy of Viktor Frankl as a Form of Attestation.

It can be said that Logotherapy as developed by the psychiatrist Viktor Frankl is an example of the significance of the concept of attestation both in terms of a recounting of Frankl's own personal life experience and the application of his experience and thinking in the context of the therapeutic practice of Logotherapy. Although Frankl does not explicitly use the notion of attestation, witness or testimony as a category in his elaboration of psychotherapy attestation could be described as central to the promotion of meaning for healthy human existence and human flourishing. It is to be borne in mind that the work Man's Search for Meaning was originally published in the German as an account of a psychologist's experience of the concentration camps. This is clear from the original German title of the publication which was entitled Ein Psycholog erlebt das Konzentrationslager. (1946) In this sense the work becomes a powerful form of attestation and witness to the horror and human suffering which occurred in the concentration camps. Moreover, the work becomes a form of attestation or witness to the purpose of therapeutic meaning in the context of man-made mass death. (Wyschogrod) A biographical account as testimony in the context of the death camps also becomes a locus for a description of purpose, resistance, protest and meaning.

An understanding of the concept of attestation could offer a valuable and significant elaboration for Logotherapeutic ideas and therapeutic practice. Much work could be done to explicate in detail some of the therapeutic notions which were elaborated by Frankl. It is significant that many of the anthropological themes in Franklian thought also are present in philosophical anthropology and here the phenomenology of human capabilities is of significance. The acting, the suffering, the thinking, story telling person as described by Ricoeur and Kaufmann could be fruitfully developed with an interdisciplinary benefit for both philosophy, Logotherapy and in psychotherapy.

Rather than develop more theoretical considerations between Logotherapy and the phenomenology of attestation I refer to a published speech by Frankl where testimony is precisely personal and a matter of remembrance in the public arena. In March of 1949 Frankl gave an address to the Viennese Society of Physicians entitled In Memoriam. The purpose of this address before a learned medical society was to remember those physicians who were victims of the Second World War. Here Frankl attests to those physicians who perished. Frankl names those who died as is befitting of an occasion of remembrance.

Frankl is well aware that witness and attestation is personal. He begins with a quotation from the Psalms of David.....'What is man that you are mindful of him.' as a question which the Psalmist asks of God. Then he proceeds to give 'testimony to true physicians who could not see others suffer, who could not let others suffer but knew how to suffer themselves, who knew how to achieve the right kind of suffering – courageous suffering.' (1967:107)

Frankl himself who was a victim gives attestation to his friend Dr. Gisa Gerbel who died shortly after entering the camp from typhoid infection, to Dr Plautus, a doctor to the homeless and indigent from the 16th District of Vienna, whom he calls the 'the Angel of Ottakring.' who was dispatched to his death on his arrival and selection at the camp. Also is remembered Dr. Lamberg a man 'of the old world' who even during the hardest of slave work was interested in discussing philosophy and religion. Frankl mentions these physicians irrespective of their scientific status as he says:
'...I speak of individuals, but I included all who died there. The few stand for the many, because about the many one cannot write a personal chronicle. However, they need no chronicle; they need no monument. Each deed is it own monument, and more imperishable than a monument that is merely the work of human hands. Because the deeds of a man cannot be removed from the world; although past, it is not irrecoverably lost in the past, but therein is irrevocably preserved..' (1967:109)

Here Frankl considers the irrecoverable nature of the the past which cannot be recovered nor removed from the world. However, the past can be irrevocably preserved, that is preserved we may say in testimony, attestation and in naming the past in the attestations of the present. In this sense memorial becomes witness and attestation to the other.

Frankl is quite clear that there were doctors in the camps who 'desecrated' their commitment to medical ethics by experimenting on human persons. However, he as a survivor of the camps uses an interesting description that living through the camps 'was one big experiment – a crucial experiment' (1967: 110) In this respect I shall quote Frankl more extensively:
'Our dead colleagues passed the test with honors. They proved to us that even under the most deprived, the most humiliating conditions, man can remain – man and true physician. What was honor to them who gave this proof, should be a lesson to us. It should teach us what man is, and what man can become.' (1967: 110)

Here Frankl gives testimony to the experience of the sufferings of the dead but also his own suffering.
'What then is man? We have learned to know him.....We have learned to know him in the camps, where everything unessential had been stripped from man, where every thing which a person had – money, power, fame, luck – disappeared: while only that remained which a man does not “have” but which he must “be.” What remained was man himself, who in the white heat of suffering and pain was melted down to the essential, to the human himself.' (1967:110)

In asking the anthropological question Frankl states ' he is a being who continually decides what he is....thinking, this consciousness, this (is)'the dignity of each individual human being.' (1967:110)

Conclusion:
In this brief paper the relation between the philosophical notion of attestation in Ricoeur and Kaufmann has been related to psychotherapy, in particular in relation to the work of Judith Herman and Viktor Frankl. It highlights that the concept of attestation can be fruitful concept in the context of therapy and could be considered for further detailed elaboration in future research and practice.
Sources:

Agger I & Jensen. S, B. (1990) 'Testimony as ritual and Evidence in psychotherapy for political refugees. J.Traumatic Stress. 3:115-130.
Cienfuegos. A. J. & Monelli. C. (1983) 'The Testimony of Political Repression as a Therapeutic Instrument.' Amer. J. Orthopsychiat. 53 (1), 43-51.
Frankl. V.E. (1985) Man's Search for Meaning. USA: Washington Square Press.
__________ (1967) Psycotherapy and Existentialism: Selected Papers on Logotherapy. New York: Washington Square Press.
Hahn. L. E. (ed) (1995) The Philosophy of Paul Ricoeur. USA: Open Court.
Herman. J.L. (1992) Trauma and Discovery. New York: Basic Books.
___________ (2002) Recovery from Psychological Trauma. Psychiatry and Clinical Neurosciences, 52: S98-S103. DOI: 10.1046/j.1440-18191998.0520s5S145.x
Kaufmann, Sebastian, (2010) "The Attestation of the Self as a Bridge Between Hermeneutics and Ontology in the Philosophy of Paul Ricoeur" Dissertations(2009-).Paper34. http://epublications.marquette.edu/dissertations_mu/34
Lewis.J. (1991) 'Paul Ricoeur's Hermeneutics of the Self and Jean Nabert's Hermeneutics of Testimony.' Journal of French and Francophone Philosophy. Vol.3. No 1. 20-28.
Mollica. R. (1988) 'The Trauma Story: The psychiatric care of refugee survivors of violence and torture.' In: Ochberg F (ed.), Post Traumatic therapy and Victims of Violence. Brunner/Mazel, New york, 1988; 295-314.
Raghuvanshi. L. & Agger. I. (2008) Giving Voice – Using Testimony as a Brief Therapy Intervention in Psychosocial Community Work for Survivors of Torture and Organised Violence: Manual for Community Workers and Human Rights Defenders. Uttar Pradesh, India.
Ricoeur. P. (2002) Oneself as Another. ET. Chicago: Chicago University Press.
Wyschogrod. E. (1985) Spirit in Ashes: Hegel, Heidegger, and Man-Made Mass Death. New Haven: Yale University Press.

Edward S Gardner
Heaton Hypnosis and Psychotherapy Practice


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Heaton Hypnosis and Psychotherapy Practice: Existential Hyypnosis

Heaton Hypnosis and Psychotherapy Practice: Existential Hypnosis: Existential Philosophy, Hypnosis and Hypnotherapy: Reflections. Existential Hypnotherapy by King and Citrenbaum was published i...

Existential Hypnosis


Existential Philosophy, Hypnosis and Hypnotherapy: Reflections.


Existential Hypnotherapy by King and Citrenbaum was published in 1993 and was one of the first studies which focused on the relationship between hypnosis, hypnotherapy and existential philosophy.i It offers an introduction to the main central themes in existential philosophy covering the concept of Being (Dasein), Letting Go (Gellasenheit), Anxiety (Angst), Will and Power, and the use of metaphor in psychotherapy.

King and Citrenbaum were both trained in Ericksonian Hypnosis and they also have written on the use of hypnosis for habit control.

The study from the perspective of existential analysis attempts to integrate existential concepts with the practice of psychotherapy and in particular the modality of hypnosis.

In developing the Ericksonian approach the study highlights that it is an oversimplification to characterise the Ericksonian method as only an indirect approach to therapeutic communication in light of the existential themes which are apparent in Ericksonian psychotherapy. In this respect attention is brought to bear on existential ontology or the study of Being qua Being, in particular the Sartrean account of ontology developed by Jean Paul Sartre in Being and Nothingness: An Essay on Phenomenological Ontology. (1943)ii

Sartre in his phenomenological ontology develops the Husserlian concept of intentionality and the Heideggerian concept of Being (Dasein) as expressed in the phrase “Existence precedes essence.”
The onto-theological tradition derived from Classical Philosophy and the Christian appropriation of Greek philosophical ideas prioritises 'essence' over 'existence'. In this respect from the therapeutic perspective the existential use of hypnosis does not focus on personal essences, ego strengthening or personality typologies. The therapeutic focus informed by existential analysis centres upon life as it is actually lived and experienced, as Life-world (Lebsenwelt), a person's existential reality.

Hypnosis is situated with the historical research developments on the nature of hypnosis. In particular, the experimental research which was undertaken in the post world war II period, much of this being experimental – laboratory research carried out in the USA. For instance, the altered state theory of hypnosis in the work of Hilgard is regarded as an anti-existential theory since it relies on a pre-conceived theory and distinct phenomenological hypnotic state which is then applied to the therapeutic subject.iii The existential approach to hypnosis places significance on the experience of trance as a form of focused attention which occurs in the therapeutic alliance created in the therapy session. In this respect King and Citrenbaum reject the Ericksonian notion that all hypnosis is auto-hypnosis. Trance work and experience are understood as part of a dialectical and dialogical relationship between the therapist who uses hypnosis and the client who experiences trance. Thus, hypnosis is understood as a co-operative process between two persons which seeks to have beneficial results for the client who engages in an 'I' and 'thou' relationship.(Martin Buber)
Hypnosis is a therapeutic modality within a wider therapeutic context and experience. From the existential viewpoint the understanding of the nature of hypnosis as focused attention thus describes trance as a process and not a thing and in such a process there is the opportunity for making constructive behavioural and perspectival change.

In a more detailed application of existential analysis to hypnosis three existential concepts are of significance. These are the concepts of co-constitutionality, self concept and diagnostic labelling.

The concept of co-constitution is derived from the thought of the father of modern phenomenology, Edmund Husserl. In the Logical Investigations and in The Crisis of European Sciences and Transcendental Phenomenology Husserl situates the human subject as having three aspects, the person, the situation in which the person finds themselves and the relationship between these two aspects – the self – world relationship.

Husserl, following the work of his teacher, Brentano insisted that the epistemological relation of the subject to the world is a matter of intentionality. That is, all knowing is in its nature intentional between the subject of knowing and the object known. Subject and object are already related in the self – world relation. Consciousness is always already conscious of something.

This philosophical theory stands in distinction to the description of being and personal identity as developed by Descartes and further developed in the Cartesian tradition. The Cartesian analysis of the self as denoted in the dictum “Cogito ergo Sum,” “I think therefore I am.” is in contradistinction to the reality of the external world which leads to a radical dualism between the ego as thinking and the external world as physical extension. (Res Exstensa).

This leads modern philosophy in a dualistic direction whereby the self-world relation becomes characterised by a radical dichotomy so much so that the philosophical problematic becomes a matter of the proof of the external world's existence and the existence of the isolated individuality of the ego. Cartesianism creates a split between the subject and object. So in the therapeutic context the problematic becomes the question of a radically separate experience of the self. So instead of approaching the self-life-world relation in terms of 'Who am I?', the self is situated as a primordial relational knowing. In the therapeutic context negative self concepts are not considered in terms of essences which are immutably given but in terms of the person, world and self relation as intentionally co-constituted. The question posed in the frame as “Who am I?” in the Cartesian sense implies an 'objective contingency across situations' whereas in terms of co-constitution and intentionality the question of identity places the subject and world together. Thus, the more proper description of the ego becomes “Who am I – Where, When and with Whom, and with What.” This perspective becomes relevant to therapeutic practice in which psychological disturbance needs to be situated in the context of person and life-world.

Existential analysis questions the use of diagnostic psychiatric categories. From the viewpoint of the existential-phenomenological method working with the malleability of self concepts arises out of the experience of alienation and process rather than in static concepts of the self. This is summed up by King and Citrenbaum in the phrase “The sound of an ideal self concept is silence.” Intentionality and co-constitution resists the promotion of the use of negative labelling by placing the human subject in the self-world relation as a possibility which is orientated to the present and future. Metaphorically, it is interesting to ask what would be the sound of an existential self?

Amongst the prominent themes in existential analysis is the concept of anxiety as disclosive of the nature of existence. However, rather than considering anxiety as a source of psychological distress and paralysis, anxiety is re-framed in the existential perspective as a calling to action in the present and future.

Another prominent theme in existential analysis are the concepts of individual freedom, and responsibility over and against the crowd, “The They”, Das Man, the anonymous social group.


The significance of individual human freedom derives from the philosophy of action in which the human subject is always capable of free choice in relation to any circumstance of existence. Freedom and choice are made in the context of co-constitutionality. This means by its nature existential choice inevitably means a confrontation with limit situations, Grenzsituationen, the existentialia of human boundaries or limit. (Karl Jaspers) One choice inevitably closes off another possibility which has to be accepted in its facticity. Equally one choice may open up further possibilities which of its nature closes others.

The emphasis on existential freedom in the therapeutic context of hypnotherapy focuses on the notion of recovery, of situating the client as being a volunteer who chooses to engage with change rather than being a passive victim of circumstance. This is often reflected in subtle changes in the clients use of language with the emergence of a more directed and confident use of the first person singular which is similar to Freudian therapeutic aim of promoting the ego, 'Where Id is, ego shall be.' It is interesting to note that Bruno Bettelheim in his book Freud and Man's Soul (1982) which deals with the dubious translation of Freud from the German into the Standard English Edition highlights that the translator was prone to use medical terminology or Latin and Greek terms in order to present psychoanalysis as more scientific to an Anglo-American audience which is more influenced by the empirical philosophical tradition. As Bettelheim says it is one thing to say “My ego won't any longer be run by irrational anxieties.” and “I won't any longer be run by my irrational anxieties.” In the existential perspective it is important for the person to be responsible for their acts of self agency and this is entailed in the enunciation of the acting person....in the first person singular. Furthermore, one can suggest that an appropriate translation of Freud would show a far more humanistic-existential account of Freud and his therapeutic work than would be gathered from the Standard Edition with its empiricist gloss.iv



Existential analysis maintains that freedom is a possibility for the human existent. Freedom can be rejected in the refusal to accept responsibility in what Sartre denoted as 'bad faith,' Mavais foi.
The inauthenticity of bad faith is manifest in the refusal to accept decisions which are implied in being and assenting to the freedom of decision and choice. This is particularly the case in the context of personal relations to others. This is manifest in such cases where a person for example works excessively hard to please others when ultimately a person is ultimately responsible to themselves.

Human freedom becomes most apparent according to existential analysis in the will to power which is the operation of personal power acting in the world. The sense of empowerment derives from commitment and hard work which is often misunderstood particularly in the context of hypnosis where clients often expect instant and quasi-magical results without prior full commitment to change.

Finally, existential analysis notes that in human existence there is a fundamental uncertainty which characterises human life.

Existential analysis quite correctly situates the modality of hypnosis as a methodological treatment within the wider aspect of general psychotherapy. The existential use of hypnosis focuses on the dialogical relationship between the therapist and client. In the dialogical relationship where a positive description of the hypnotic trance is shared with the client, stressing that it is the client who puts him or herself in the trance process, and thus accentuating the client's experience of self control. It is by this means that the client is convinced of the positive and constructive purpose of entering into the trance experience. The trance is further ratified by the experience of time distortion, that is the reduction or extension in the experience of the phenomenological flow of time.

King and Citrenbaum raise the point from their perspective that it is a misunderstanding to characterise the Ericksonian approach using 'magical metaphors' as a technique. Rather Erickson worked also with psychiatric methods within the greater perspective of overall lived experience. (Lebenswelt) Moreover, Erickson developed his own deeply personal existential style which was authentic to himself.

Since existential analysis describes trance as a process rather than a state this has significance for the notion of hypnotizability and susceptibility for hypnotic trance. The capability for trance is described metaphorically as akin to the human capacity for being poetic. As to susceptibility it is the clients motivation which determines the susceptibility for the trance experience.


The use of standardized scales which are often used in clinical and research settings thus becomes at best irrelevant to the experience of the trance process but can be considered as encouraging a negative outcome for the client entering into the trance experience.

As to the depth of trance, existential analysis avoids too much emphasis on the depth of trance. In the dialogical relationship between therapist and client the therapist utilises the client's 'natural style' of trance focusing on engagement oriented to the process of change. It is stressed that each person has his or her own level of trance, and that in the trance process there is an ebb and flow of trance experience during the therapeutic session. Existential analysis regards the notion of depth of trance as having little significance for the therapeutic engagement. The aim of hypnosis in therapy is not the depth of trance but the resolution of the presenting problem or concern.

In terms of the induction process it is understood to be a detailed form of focused attention with the use of pacing with the client by mirroring words and rhythm. This leads to a slowing pace for the client with the reduction in the experience of anxiety. In focused attention the client learns to concentrate on the here and now of the experiential – existential moment. In the trance experience there occurs the suspension of rumination or critical judgement and the transformation of the operation of negative images in terms of self concept. Trance enhances the ability of the client to visualise positive change.

Existential analysis uses hypnosis as a therapeutic method to enhance the personal experience of power and the ability of the client to engage responsibly with their experience. This involves accepting that human life is always 'imperfectly human.' In terms of past experience this involves the recognition that the past is properly past, that there is nothing I can do about the past as an existential fact or facticity. In adopting this position in lived experience the existential concept 'Letting go' is utilised. The letting go of self representations especially of negative self concepts enables a more adequate or authentic change in the future. In this way 'being' is experienced as 'becoming.' (Whitehead) The technical aspects of hypnosis in the existential perspective of letting go focuses on the re-organisation of the clients experience in line with the Ericksonian idea that trance itself is an experience that re-orients realities. The re-framing of experience involves the creation of new healthy experiences in response to personal history and motivation in the present. Trance as the experience of letting go enables the client to experience the world differently and otherwise.

In trance work concerning post traumatic experience hypnosis works to free up dissociated amnesic memories. Here King and Citrenbaum employ diverse methods ranging from Gestalt, Bodily awareness, Here and Now awareness exercises and Mock Funerals. Also is significant is the use of embedded suggestions which register in the unconscious during trance.

One aspect of the practice of general psychotherapy is the promotion of empowerment in the client. This idea is expressed in existential analysis as the notion of 'will to power.' The will to power means that the human subject is a locus of will, action and decision in an inalienable manner. (Frankl) Rather than a scientific or psycho-analytic notion of cause and effect denoted in for instance Freud's mechanistic description of the psyche, an existential analysis is based on a philosophy of personal power and motivation, action takes priority. The danger of a causal – effect approach to the freedom of the existential subject is that it promotes a static ideation that we are caused by x, y or z and so on which in effect dis-empowers the human person. For example we thus consider ourselves as the victims of our childhood experience. In this respect existential analysis is critical of therapies which are based on 'inner child' ideas since the problem risks that focus is given to situating the existential subject as 'passive.' Moreover, losing oneself in the crowd to avoid responsibility is a form whereby the self is isolated in social anonymity. This viewpoint very much resembles the critique of the Jungian Child Archetype as developed in the thought of the Archetypal psychologist, James Hillman. In focusing on the psychological concept of the inner child the problem arises that we develop a psychological perspective which itself is infantile and perpetuates a situation whereby the client becomes stuck in a passive and infantile position. If the self – world relation, Lebenswelt is one of appropriation, process and change then we ought to situate the adult as responsive and responsible for their own relation and response to any life event. In a sense, the use of the concept of 'the will to power' helps to identify those early childhood years of socialisation as a form of childhood hypnosis to transform the feeling of being a victim of circumstances and events to be replaced by the will to power in the present and future. We are the agents of our own act and acting.

Self hypnosis is explained in the light of the notion of the will to power whereby the subject uses self hypnosis as an exercise of focusing and refocusing of attention. In this respect, self hypnosis requires discipline, engagement and effort.

Anxiety (Angst) has been considered a fundamental disclosive concept in existential philosophy. Anguish and anxiety is the presentation of fear for myself as an existing and finite being in the world. The concept was classically developed by the Danish philosopher Kierkegaard as the concept of Dread. Kierkegaard uses the concept of Angst which places the human person as subject to radical contingency which can only be resolved by taking a leap of faith in relation to God. In a non-thesitic manner Heidegger uses the term to denote an anxiety which structures the whole of human life and which determines our responsibility to respond to our anxious condition. Sartre uses the term Angoisse which is used in a similar sense to the Heideggerian usage.

Whilst in the therapeutic arena anxiety is often experienced as profoundly distressing. Existential analysis interprets the experience of anxiety as an opportunity to exercise human freedom and responsibility. Again trance of its very nature is used to re-frame, re-label the experience of anxiety. The human person is not simply the victim – patient of human experience. Choice and responsibility are intrinsic to authentic human existence. Here again, the practice of self hypnosis can be of use with regard to self care and self-consideration where by the anxieties of the day are given over in the sense of letting go. Trance itself is inimical to the experience of anxiety and under proper guidance trance can assist focused attention on the present thus forestalling anxiety, rumination, worry and anticipatory anxiety.

It is interesting to note that existential analysis considers anxiety as disclosive of being manifesting the potentialities of freedom and responsibility in our engagement with the world. Anxiety and phobic anxiety often involves very focused forms of anxious attention and this is paralleled in the focusing process of trance. So in the trance state of hypnosis there is an opportunity to educate the client in the trance-like nature of the experience of anxiety in order to assist the client to re-focus when confronting anxiety and to move beyond the trance-like experience of anxiety. More recently, Michael Yapko has described the trance-like nature of depression which also parallels the trance process. So in trance work with anxiety and depression we can re-hearse new ways to experience the world. The human person is not fated to repeat the past or to paralysis in the present.

The therapeutic use of hypnosis in existential therapy also focuses on the personal meaning of symptoms for the client. Personal symptoms and concerns occur within the particular instance of a phenomenological world. Here the existential therapist shows a deep respect for personal experience and hypnosis is used to enhance the meaningful engagement with symptomatology. Symptoms are understood to be meaningful. In this respect hypnosis contributes to the facilitation of awareness. In cases where the client finds it difficult to articulate descriptive and meaningful responses to symptoms it is suggested that the therapist in line with his or her insight may use multiple choice questioning in order to elicit meaningful understanding. If this is difficult to verbalise in the trance process then the technique of ideo-motor responses such as the raising of the fingers for positive or negative responses to questioning can be used. Also minimal unconscious cues may well be noted by the therapist such the nodding of the head.

Following the significance of Husserlian phenomenology and the later developments in phenomenological hermeneutics an existential use of hypnosis seeks to elaborate on the importance of metaphor in the therapeutic alliance. It is often the case that rather than discursive – rational interventions in therapy it is the use of metaphor which can be disclosive for creative change in the client. Rather than a philosophical discussion about personal responsibility and human freedom the use of metaphorical phrases such as 'the ball is in your court,' may lead to greater creative responses.

In terms of hypnosis the use of metaphor keeps in touch with the clients own symbolic and metaphorical world which then can be paced and reflected to the client in their own experience. In this respect existential analysis understands that the unconscious itself is a metaphor in the persons own life-world (Lebenswelt) and also a metaphor operative within the psychoanalytic tradition itself. This also reflects the Ericksonian idea of the unconscious as a store house of learning experience which is always there for the utilisation of the subject. Here the unconscious becomes a metaphorical reason for behavioural and perspectival change. In a sense since the unconscious is being used in itself as a metaphor then questions regarding the epistemological status of the the unconscious as a psychic existent is thus irrelevant in the therapeutic dialogue. The unconscious becomes an excuse or rationale for change.



Edward Gardner
Heaton Hypnosis and Psychotherapy Practice




iKing, M, E. and Citrenbaum. C, M. (1993) Existential Hypnotherapy. New York and London. The Guilford Press.
iiSartre. J.P. (1976) Being and Nothingness: An Essay on Phenomenological Ontology. London: Methuen.
iiiHilgard.E,R. (1968) The Experience of Hypnosis: A Shorter Version of Hypnotic Susceptibility. New York and London. Harvest.

ivBettelheim. B. (1982) Freud and Man's Soul. London. Penguin.